Compliance leadership for banks, fintechs and payments companies.
Reynolds Advisory provides compliance consulting and interim and fractional Chief Compliance Officer leadership. Founder Babette Reynolds also serves personally on fintech, regtech and payments company boards and is available for independent director roles.
Compliance Consulting
Project work on the compliance issues that carry the most regulatory weight, scoped to your timeline with a clear plan, evidence and handover.
- Consent order, MRA and MOU remediation
- Compliance and risk program design, monitoring and testing
- Regtech and AI strategy
- Bank-fintech partnership and charter readiness
- Fintech and regtech compliance readiness
Interim & Fractional CCO
An experienced Chief Compliance Officer or Chief Risk Officer who can lead from the first week, when a CCO leaves, a regulator expects a named leader, or the business is not ready for a full-time hire.
- Interim CCO or CRO: full-time for a defined period, through a search, a regulatory event or a remediation
- Fractional CCO or CRO: part-time and ongoing, with set days each month and board reporting
- A prioritized plan and first board report within the first six weeks
Board Roles with Babette Reynolds
Babette serves in her own name on the advisory boards of fintech, regtech and payments companies, and is available for board seats at banks, fintechs, regtechs and payments companies.
- Independent or Non-Executive Director
- Risk and Compliance Committee member or chair
- Advisory Board member
Who we serve: CEOs, boards, Chief Compliance Officers and Chief Risk Officers at banks, fintechs, payments and blockchain companies, and the venture capital and private equity firms that back them, across the U.S., Canada, the UK and Europe.