Compliance programs that hold up to regulators, boards, bank partners and investors.
Reynolds Advisory takes on the compliance projects that carry the most regulatory weight, from closing an enforcement action to getting ready for a sponsor bank's diligence. Each engagement is scoped to your timeline, with a clear plan, evidence and handover.
Consent Order, MRA and MOU Remediation
You are under an enforcement action or carrying open exam findings.
A remediation plan regulators can track, evidence that holds up to validation, and a sustainable program afterward. Babette has led remediation of OCC and FRB consent orders, MRAs and MOUs at Bank of America, Citi and MUFG, and of multi-state and single-state consent orders at Wise.
Compliance and Risk Program Design
Your program has outgrown its framework, or you are building one from scratch.
Risk assessments, policies, controls, monitoring and testing, metrics and board reporting built to regulator-ready standards.
Regtech and AI Strategy
You want to automate monitoring and testing to provide control assurance while minimizing resource impacts.
A practical roadmap, vendor selection support and AI-enabled testing design.
Bank-Fintech Partnership and Charter Readiness
You are seeking a sponsor bank, preparing for partner diligence, or pursuing a charter or license.
A readiness assessment against bank and regulator expectations, including a compliance management system ready for a pre-opening exam.
Fintech and Regtech Compliance Readiness
You are an early or growth-stage company, or an investor checking one.
A right-sized program and a readiness review founders and investors can act on.
Who this is for: CEOs, Chief Compliance Officers, Chief Risk Officers and investors at banks, fintechs, payments and blockchain companies.